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AdamMackenzie

TD Bank 2020-2021 articling program – compliance - Position 2

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Another articling position from the Best Bank!

https://jobs.td.com/en-CA/jobs/10595461/articling-program-compliance-toronto-ca/

Company Overview

Tell us your story. Don’t go unnoticed. Explain why you’re a winning candidate. Think “TD” if you crave meaningful work and embrace change like we do. We are a trusted North American leader that cares about people and inspires them to grow and move forward.

Stay current and competitive. Carve out a career for yourself. Grow with us. Here’s our story: jobs.td.com

 

Department Overview

TD is a great organization powered by great people who want to make a difference every day. Our over 85,000 employees world-wide are a big part of what makes TD stand out from any other organization. Every day, we deliver legendary customer and client experiences to our approximately 22 million customers. We’re an award-winning organization that reinvests constantly to ensure future growth.
We’re recognized as an extraordinary place to work that embraces diversity, where everyone is respected and valued. TD is the sixth largest bank in North America by branches, with many exciting and challenging career opportunities. 

The TD Global Compliance Department is comprised of compliance professionals, including lawyers, responsible to foster a culture of integrity, ethics, and compliance, and deliver
independent regulatory compliance and conduct risk management and oversight
throughout The Toronto-Dominion Bank and its subsidiaries (TD) globally to protect
our reputation and operate within our risk appetite, and is designed to maintain
confidence in TD by our customers, employees, regulators, investors, and markets. The Global Compliance Department is committed to delivering to its clients the highest level of expertise, service, responsiveness and flexibility.

Reporting to Senior Manager, Compliance, the articling student is an important member of the Global Compliance Department. This is a challenging position that will work closely with many members of the Global Compliance Department.

 

Job Description

The articling student can expect to be engaged in all of the activities that Compliance engages, and in particular the following are typical:
  • Legal research and writing relevant to business, market, and conduct risk
  • Preparing memoranda
  • Drafting compliance policies, procedures, standards, and methodologies
  • Reviewing and summarizing documents and files
  • Comparative (gap) analysis
  • Attending Compliance Unit meetings and internal client meetings
  • Supporting Monitoring and Testing capabilities 
  • Other reasonable activities as deemed appropriate

The student can expect to rotate through two areas of the Global Compliance Department, including the following areas:

  • Securities Compliance
  • Wealth Compliance
  • Canadian Consumer and Business Banking Compliance
  • Technology, Direct/Digital Channels, and Shared Services Compliance
  • Global Privacy
  • Compliance Governance and Assurance

In addition, the student can expect to be included in various Corporate Development files, including Mergers, Acquisitions, and strategic financial technology investments.

 

Requirements

  • LLB or JD from a Canadian law school or a Certificate of Qualification from the National Committee on Accreditation.

    Preference will be given to candidates with experience working in financial institutions, in particular those with Compliance experience.

 

Additional Information

Please ensure your application includes:
  • Resume (maximum 2 pages)
  • Cover Letter
  • Unofficial university transcript
  • Letters of reference will be accepted but are not required

This position is a 10-month work term.

 

Hours

37.5

 

Start Date

– Summer

 

Inclusiveness

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.

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Both 1 and 2 Articling TD Positions links :

https://jobs.td.com/en-CA/jobs/10593290/articling-student-toronto-ca/

https://jobs.td.com/en-CA/jobs/10595461/articling-program-compliance-toronto-ca/

Level 8 TD jobs that pay between $56 600 - $84 600/ year 

...depending on : if you passed your Bar exams (not mandatory, but a +) and related experience with the articling positions.

But It's not all about the salary!

TD, One of Canada's Top Employers for Young People (2019) by MediaCorp

Glassdoor Awards Best Places to Work: 2019 (#23)

Think of these "TD Benefits" :

- Work/Life Balance! (37.5 hours per week)

- Pension plans! 

- Vacation & Paid Time Off! 

- Maternity and Paternity Leave! 

& more...

 

Apply fast! Interviews process starts in 2 weeks.

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